The Knowledge Congress Has Scheduled a Live Webcast on FINRA Guidance on Social Networking Sites
Summary
The guidance, based on input from FINRAs Social Networking Task Force composed of FINRA staff and industry representatives, is intended (i) to guide firms on applying the communications rules to social media sites; (ii) to ensure that investors are protected from false or misleading claims and representations; and (iii) to ensure that firms are able to effectively and appropriately supervise their associated persons participation in these sites.In this Knowledge Group webcast, a panel of distinguished professionals will help you understand the most critical issues which will include: - An Overview of FINRA communications rules; - An Analysis of Regulatory Notice 10-06; - The Implications for Supervision and Compliance; - Can IT surveil social sites?“We bring together the worlds leading authorities and industry participants through informative two-hour webcast that study the impact of changing regulations and help businesses succeed through proper regulatory compliance.” To contact or to register to an event, please visit: www.knowledgecongress.org.The guidance, based on input from FINRAs Social Networking Task Force composed of FINRA staff and industry representatives, is intended (i) to guide firms on applying the communications rules to social media sites; (ii) to ensure that investors are protected from false or misleading claims and representations; and (iii) to ensure that firms are able to effectively and appropriately supervise their associated persons participation in these sites.In this Knowledge Group webcast, a panel of distinguished professionals will help you understand the most critical issues which will include:- An Overview of FINRA communications rules;- An Analysis of Regulatory Notice 10-06;- The Implications for Supervision and Compliance;- Can IT surveil social sites?- Privacy issues; and- Recommended Policies and Procedures.This live webcast will provide compliance and legal professionals with a comprehensive overview of FINRAs guidance on social networking and suggestions for policies and procedures.