Kevin Barrett Emerson Equity Customer? | KlaymanToskes

General News

Summary

The suspension relates to Kevin Barrett’s failure to respond to FINRA’s request for information. Kevin Barrett was formerly registered with Emerson Equity LLC (Westlake Village, CA) from January 2015 to February 2021. Before his registration at Emerson Equity LLC, Kevin Barrett’s previous registrations included: • AG Edwards & Sons, Inc. (May 2004 to November 2004) Kevin Barrett’s BrokerCheck also discloses 12 Judgment/Liens ranging from January 2012 to April 2019. Former customers of ex-Emerson Equity broker Kevin Barrett with investment losses that exceed $100,000, and those who may have information relating to the manner in which the broker handled their accounts, are encouraged to contact Lawrence L. Klayman, Esq., at (561) 542-5131, and download our Special Investor Report. KT has office locations in California, Florida, New York, and Puerto Rico.

Classifications

industries
Fintech & Banking
applications
Governance, risk and compliance

AskAI Classifications

Labels
No AI classifications detected

Linked Companies