FINRA censures, fines BMI Capital International
Summary
FINRA censured BMI Capital International LLC and fined it $15,000 for multiple regulatory violations. The firm operated a securities business while falling below minimum net capital requirements over a 64-day period. It also kept inaccurate net capital books and records and filed an inaccurate quarterly FOCUS report. BMI Capital International is a FINRA member with 10 registered representatives and operates from one office in New York.
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