KlaymanToskesWestern International Securities and Brokers Settle with SEC Over GWG L Bonds Violations
Summary
If you suffered losses in GWG L Bonds and/or any other high-risk investments at Western International Securities, contact KlaymanToskes at 888-997-9956 or by email at investigations@klaymantoskes.com for a free and confidential consultation to discuss your recovery options. The brokers allegedly sold high-risk L Bonds without fully disclosing the risks involved or ensuring the investments were suitable for their clients. The firm has a history of supervisory failures, inadequate compliance systems, and broker misconduct, which have repeatedly put its clients at risk. Furthermore, the firm also allegedly neglected to provide field supervisors with adequate guidance for identifying and addressing potentially excessive trading. With offices in California, Florida, New York, and Puerto Rico, KlaymanToskes is committed to helping investors recover their losses and hold brokerage firms accountable for their actions.