KlaymanToskesInvestment Losses with Gregory Sain? Contact KlaymanToskes
Summary
If you suffered investment losses with Gregory Sain at Stifel, Nicolaus, & Co. and/or Morgan Stanley, contact attorney Lawrence L. Klayman, Esq. In addition, a second customer complaint alleged that Sain’s recommendation to purchase a preferred security was out of the scope of the client’s mandate to buy municipal bonds. Stockbrokers and their firms are responsible for providing suitable investment advice in compliance with Financial Industry Regulatory Authority (FINRA) rules and regulations. In the event of non-compliance with securities industry standards leading to a customer incurring investment losses, brokers/financial advisors and their firms may be held liable through a FINRA arbitration claim. Investors that suffered losses due to investment recommendations by Gregory Sain are encouraged to contact KlaymanToskes today for a free and confidential consultation at (888) 997-9956, or through email at lklayman@klaymantoskes.com to learn more about the arbitration process.