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Investment Losses with Morgan Stanley in Florham Park, NJ
Summary
Seminara has been hit with a customer complaint which alleges he provided misleading information relating to hedge fund investments. If you suffered investment losses with Frank Peter Seminara and/or any other financial advisor at Morgan Stanley’s Florham Park, NJ, Palm Beach, FL, or other branches, you are encouraged to contact Lawrence L. Klayman, Esq. According to their linked FINRA BrokerCheck profiles, these individuals, associated with Morgan Stanley’s Florham Park branch, have been hit with significant public disclosures: • None 1. • • None Terminated from Merrill Lynch, Pierce, Fenner & Smith, Inc. due to allegations of misconduct involving failure to properly verify the identity of a client prior to initiating a transaction. Investors that suffered significant losses should contact attorney Lawrence L. Klayman, Esq., at 888-997-9956, or lklayman@klaymantoskes.com to discuss their recovery options at no cost.
Classifications
Core Activities
Financial Planning & Advisors
Fintech & Banking
Financial Planning
Investment Banking
Fraud & Anti-money laundering
Vertical-Industries
Horizontal-Applications
Governance, risk and compliance