James Warring Terminated From DAI Securities for $4.5M Customer Complaint-Related Allegations

National investment loss lawyers KlaymanToskes reports broker/investment advisor James Dale Warring (CRD# 3198200) has been terminated by DAI Securities, where he was registered from 2020 to 2023 in Rockville, MD. Investors that suffered losses with James Warring and/or any other broker at DAI Securities or Eaglestone Wealth Advisors may have recovery options. According to FINRA BrokerCheck, James Dale Warring was discharged from DAI Securities on April 18th, 2023 due to “failing to report complaints from weeks of 9/5 and 9/12 2022”. The firm’s termination-related allegations regard a $4.5 million pending customer complaint filed against Eaglestone Wealth Advisors. The conduct is alleged to have occurred between 2010 and 2022.” Investors that suffered losses with James Warring and/or any other broker at Eaglestone Wealth Advisors or DAI Securities may have recovery options.