Stephen Jones Terminated From Equitable Advisors For Alleged Firm Policy Violations
Summary
Investors that suffered losses with Stephen Jones and/or any other broker at Equitable Advisors may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. According to FINRA BrokerCheck, Stephen Jones was discharged from Equitable Advisors on February 24th, 2023 due to allegations that he failed to disclose on his record (Form U-4), at the time of hire, the revocation of his authorization to act as an attorney and the subsequent resultant felony charges. Jones’ additional disclosure states that he is facing a pending criminal charge for first degree Grand Theft. Investors that suffered losses with Stephen Jones and/or any other broker at Equitable Advisors may have recovery options.