Joshua Ugaste Terminated From First Command Brokerage Services For Allegedly Selling Securities Without Proper Licenses
Summary
Joshua Ugaste Terminated From First Command Brokerage Services For Allegedly Selling Securities Without Proper Licenses National investment loss lawyers KlaymanToskes reports broker/investment advisor Joshua David Ugaste (CRD# 7004102) has been terminated by First Command Brokerage Services, where he was registered from 2019 to 2023 in Columbus, GA. Investors that suffered losses with Joshua David Ugaste and/or any other broker at First Command Brokerage Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. According to FINRA BrokerCheck, Joshua David Ugaste was discharged from First Command Brokerage Services on February 28th, 2023 due to allegations that he made false or artificial entries on First Command books and records, and sold securities without appropriate licenses and state registrations. Investors that suffered losses with Joshua David Ugaste and/or any other broker at First Command Brokerage Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options.