Notice to Brian Kennedy Customers: Unsuitable Oil and Gas Investment Complaints Filed
Summary
He is currently licensed with Cambridge Investment Research, Inc. Investors that suffered losses with Brian Kennedy may be entitled to a financial recovery. According to Brian C. Kennedy’s FINRA Brokercheck Report, the broker has four public disclosures and at least three investors have filed complaints against him. FINRA (Financial Industry Regulatory Authority) is responsible for regulating all brokers and brokerage firms. Facts about each investor, such as their financial situation/needs, age, employment status, tax status, investment objectives and experience, risk tolerance, and what other investments they may be holding must be taken into consideration by brokers in order to meet the “reasonable diligence” requirement of FINRA’s suitability rule. KlaymanToskes works on a contingency basis, meaning we do not collect a fee unless we are able to obtain a financial recovery for you.