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Overview

Website https://www.isvworld.com
Revenue $RR
Employees EMPL
Established ESTB
Alexa Rank ALEXA
Address Company Address

Descriptions

The Financial Industry Regulatory Authority is a private American corporation that acts as a self-regulatory organization that regulates member brokerage firms and exchange markets.
Financial Industry Regulatory Authority. Investor Protection. Market Integrity.
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,580 brokerage firms, about 162,850 branch offices and approximately 630,695 registered securities representatives.

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Ecosystems

Microsoft

Cloud

IoT

Mobile

Android

API - Webservices

Payments

Virtual Reality

Open Source

SAP

Oracle

iOS

Microservices

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Please note that all ISVWorld contact data are collected through API from 3rd party data sources

As these are EU-contacts, please make sure to respect GDPR and opt-in policies

News

202312 Sep

Wendy Lanton of Herold & Lantern Investments Inc. Re-Elected as FINRA Small-Firm GovernorRead More

202301 Sep

KlaymanToskesMarc Spiegel of Wells Fargo Advisors: Customer Complaint FiledRead More

202331 Aug

KlaymanToskesCan I Sue My Financial Advisor? - KlaymanToskesRead More

202330 Aug

KlaymanToskesBill Addison of Independent Advisor Alliance: $700k ComplaintRead More

202328 Aug

KlaymanToskesLisa Mantei of Cola Wealth: $200k Customer ComplaintRead More

202328 Aug

KlaymanToskesCitigroup SPAC Investment Losses? Contact KlaymanToskesRead More

202324 Aug

What Is Underwriting Risk In Insurance and Securities?Read More

202324 Aug

KlaymanToskesAlternative Investment Losses with Gilbert Conrad?Read More

202323 Aug

KlaymanToskesGary Sauve Customers: Recover Your GWG L Bond LossesRead More

202323 Aug

KlaymanToskesTheresa Allen of First Republic: Preferred Stock Losses?Read More

202322 Aug

KlaymanToskesKhai Quach of Transamerica Barred for Borrowed Client FundsRead More

202321 Aug

KlaymanToskesScott Norvell of Brokers International: FINRA InvestigationRead More

202321 Aug

KlaymanToskesGoldman Sachs OTC Options Losses? Contact KlaymanToskesRead More

202319 Aug

What is the Securities Exchange Act of 1934?Read More

202317 Aug

KlaymanToskesJeffrey Venuto Terminated From Farmers Financial SolutionsRead More

202317 Aug

KlaymanToskesShelly Wolfsdorf of Dalmore Group: $850k Customer ComplaintRead More

202317 Aug

KlaymanToskesLisa Capobianco of Morgan Stanley: $168k Customer ComplaintRead More

202317 Aug

KlaymanToskesDaniel Snodgrass Terminated From BCG SecuritiesRead More

202315 Aug

KlaymanToskesTaylor Thompson of UBS: $1M Customer Complaint FiledRead More

202315 Aug

KlaymanToskesRoss Hoffman of Hoffman & Associates: $637k Customer DisputeRead More

202302 Oct

Tenable Completes Acquisition of ErmeticRead More

202302 Oct

MSCI Completes Acquisition of BurgissRead More

202302 Oct

Correntics: The Venture Leader Cleantech developing a predictive software for weather-related supply-chain disruption managementRead More

202302 Oct

Top Trends Facilities Managers Need to Consider When Hiring in 2024Read More

202302 Oct

What does generative AI mean for software companies?Read More

202302 Oct

TMS Software Blog: FNC & VCL: The best of both worlds, part 2: Syntax highlighting memosRead More

202302 Oct

Sergey Kondratenko: ISO Standards in Fintech and Regulation for the Purpose of CybersecurityRead More

202301 Oct

Apple identifies issues causing overheating in the iPhone 15Read More

202301 Oct

Patria Latin American Opportunity Acquisition Corp. (NASDAQ:PLAO) Sees Large Decrease in Short InterestRead More

202301 Oct

Cybersecurity Tips for Safe Online BankingRead More

202330 Sep

Bausch Healths Bausch + Lomb Announces Completion of the Acquisition of XIIDRA(R)Read More

202329 Sep

US closes $3 billion loan guarantee for first virtual power plant projectRead More

202329 Sep

French authorities approve Apples software update of its iphone 12Read More

202329 Sep

FTC renews legal challenge to Microsoft’s $69B purchase of ActivisionRead More

202328 Sep

MemberPress and Stripe Tax Unite to Offer Tax Management SolutionRead More

202328 Sep

Cisco Stock (NASDAQ:CSCO): Splunk Acquisition Signals Desperation - TipRanks.comRead More

202328 Sep

FTC vows to keep trying to block Microsofts controversial acquisition of ActivisionRead More

202328 Sep

AGCO Corp to acquire $2 billion stake in Trimble unit to boost agri portfolioRead More

202327 Sep

TMS Software Blog: FNC & VCL: The best of both worlds, part 1: ButtonsRead More

202327 Sep

A look back at 40 Years of GNU and the Free Software FoundationRead More

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